NEWS ROOMRecognizing Closed Head Injury 2003-01-01 Recognizing Closed Head InjuryByRandall H. Scarlett, Esq.
I
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INTRODUCTION
Traumatic brain injury (TBI) is not like any other injury. Sadly,
because many of the symptoms of "mild" to "moderate" traumatic brain
injury are subtle, and because the injury commonly avoids detection on
our most sophisticated hospital imaging equipment, it is common for
victims to go undiagnosed. This is especially so in the emergency room.
Due to the invisible nature of the injury, victims of traumatic brain
injury only rarely receive prompt treatment for their physical and
cognitive impairment. Not uncommonly, victim's early medical charts are
devoid of any mention of "head injury" or "cognitive impairment". It is
only later, if lucky, that a health care professional validates the
victim's "injury", and treatment finally ensues.
As with most misunderstood injuries, society and "old school" health
care practitioners, are apt to label the TBI victim a malingerer, or
worse. Because victims of traumatic brain injury appear outwardly just
as they did before the injury, it should come as no surprise that many
victims describe post-injury experience as including progressive social
isolation together with alienation from even immediate family.
In most instances, victims of TBI are unable to process information at
pre-injury rates of speed. Nor is the range of subject matter about
which an individual can think the same for a victim of traumatic brain
injury. Accurate judgment becomes difficult, at best. Communication is
often times stifled, and the ability to conform behavior is impaired.
Violent behavior may manifest as a result of frustration and inability
to respond in a pre-injury manner. Headaches are common, and smell and
taste can be affected. Memory and recall are often times profoundly
affected.
Conscious or unconscious awareness of the situation becomes the private
"hell" of the victim, who is alone and unable to diagnose or resolve
the injury. Recognizing this unfortunate circumstance, Dr. Antionette
R. Appel has stated:
"Left to fend for themselves, the victims of traumatic brain injury
already confused by their inability to be the people they were prior to
the injury, now face the daunting task of demonstrating that an injury
they do not understand and cannot comprehend is producing the confusion
they cannot communicate".
II
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MILD, MODERATE AND SEVERE BRAIN INJURY
Historically, words such as "mild", "moderate" and "severe" were
utilized to define brain injury. For many years, these terms were
utilized based on duration of loss of consciousness.
Today, it is universally accepted that brain injury can occur without
loss of consciousness, without direct external trauma to the head, and
without positive findings on CT, MRI, or other sophisticated diagnostic
testing.
Frankly, it is repugnant to utilize terms such as "mild" or "moderate"
to describe a permanent brain injury. However, until the lexicon of
health care practitioners, experts, and others change, we seem destined
to face use of these terms to describe brain injury. We must,
therefore, assist the profession to understand what, in fact, words
such as "mild" and "moderate" mean as they pertain to brain injury.
One of the best definitions of mild traumatic brain injury comes from
the Mild Traumatic Brain Injury Committee of the Head Injury
Inter-Disciplinary Special Interest Group of the American Congress of
Rehabilitative Medicine. They define mild traumatic brain injury as
follows:
DEFINITION
"A patient with mild traumatic brain injury is a person who has had a
traumatically induced phsyiological disruption of brain function, as
manifest by at least one of the following:
1. Any period of loss of consciousness;
2. Any loss of memory for an event immediately before or after the accident; 3. Any alteration in mental state at the time of the accident (i.e., feeling dazed, disoriented, or confused); and 4. Focal neurological deficits that may or may not be transient, but where the severity of the injury does not exceed the following:
" Post-traumatic amnesia not greater than 24 hours;
" After 30 minutes, an initial glasco-coma scale of 13 to 15; " Loss of consciousness of approximately thirty minutes or less." Those who sustain concussion, seizure, hemmorhage, significant loss of consciousness, coma, and/or skull fractures are typically diagnosed as having sustained a "moderate" to "severe" traumatic brain injury.
Injuries of this nature are generally detectable on CT, MRI, and other
imaging devices. In many instances, the patient's very survival is an
issue. Brain swelling, contusion and edema are likely complications. In
virtually all cases, the quality of life is a premier end goal.
III
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DETECTING TRAUMATIC BRAIN INJURY
Despite any misconceptions you may have, one of the most important
aspects of your professional success involves the client screening
process you employ, and as a result, the clients you ultimately
represent.
Let's be frank, the proper presentation of a case involving TBI is not
an inexpensive. This is every bit as true on the so-called "mild" TBI
case as on the more catastrophic case.
Most cases will necessitate the retention of a neuropsychologist, a
neurologist, a physiatrist, a life care planner, an economist, in
addition to appropriate liability witnesses, including biomechanical
engineers, and perhaps, accident reconstructionists. The costs increase
further if demonstrative diagnostic testing such as PET scans, SPEC
scans and the like are employed. It is therefore absolutely crucial
that before you commit to the handling of a potential TBI case, your
screening process has established a good liability and damage picture.
Ironically, the prevalence of traumatic brain injury is so high, the
victims so needy of proper representation, that it is often the case
that a brain injury is missed by both the health care professionals and
by the other "professionals" with whom the client may eventually meet.
From the outset, therefore, proper screening necessitates more than a
cursory medical understanding of brain injury and its sequelae.
Given the number of lawyers without proper experience to handle a case
involving TBI, it is up to you to properly screen those clients making
it to your office in order meritorious claims are vigorously
prosecuted. Again, given the frequency of brain injury in America,
let's insure that only meritorious claims are brought. Please do not
raise the bar to handling these cases. It is difficult enough to
properly handle the so-called "mild" TBI case. When counsel attempts to
sell a brain injury where one does not in fact exist, the bar is raised
for those handling a meritorious claim.
Utilizing the definitions given earlier in this article, it is doubtful
you will experience any difficulty recognizing the so-called "moderate"
to "severe" traumatic brain injury case. For this reason, much of the
discussion contained herein is more applicable a "mild" traumatic brain
injury case.
Since it is not uncommon for closed head injury to go undiagnosed in
the emergency room, counsel should closely examine the facts of injury
and resulting impact on the victim. Counsel must not discount the
probability of a head injury where appropriate facts exist. That client
can then be seen by a neuropsychologist who can definitively rule out
or verify the existence of, a closed head injury.
Yes, it is a sad reflection on the health care industry where a lawyer
is left to "diagnose" the injuries of his/her client. Yet, it is common
that a lawyer is often one of the first professionals to suspect closed
head injury.
1. Client Interview.
When a client
presents in your office and discusses the facts of his/her case,
especially when the facts involve a blow to the head, whiplash injury,
rotational injury, a fall, or a flexion-extension injury, make sure you
take immediate steps to explore the possibility of TBI. Again, this is
not done in order to manufacture a case, but rather, should be done in
order to rule out the potential of TBI. If it cannot be ruled out, your
duty is clear: You must develop your case and assist your client.
With respect to physical symptoms, explore with the client how s/he
reacted following the incident. Was there nausea or vomiting? Did the
client experience dizziness, have headaches or experience blurred
vision surrounding the accident itself? Was sensory loss experienced or
did the client become increasingly lethargic following the incident?
Again, it is not enough to simply review the symptoms with a client.
You must satisfy yourself that such symptoms cannot be accounted for by
peripheral injury or other pre-existing causes.
Next, examine, to the best of your ability, cognitive deficits
experienced by the client. Recognize that the client may be in denial,
or otherwise unaware of the profound impact of the injury itself.
During the client interview, question the client about attention span,
concentration problems, perception, memory of the accident, and other
deficits. Watch for the potential overlay between cognitive deficits
and emotional problems.
Lastly, question the potential client about behavioral changes and/or
alterations in personality. For example, are there changes, post
injury, such as irritability. Does the client quicken to anger and/or
is s/he prone to violence where no such conduct existed before the
injury? Does the client now have a poor orientation to reality? Is s/he
hypersensitive? Is there slowness in thinking or difficulty with
planning or judgment?
2. Family/Friend Interviews.
Proper screening of a potential TBI case also entails the gathering of
corroborative information. If your client has experienced marked
personality changes since the date of incident, no better source exists
than close family and friends who will have a first hand, direct and
immediate appreciation of the change.
Family and close friends should be interviewed regarding the
pre-morbid/post-morbid state of the victim. A significant period of
time should be spent discussing the educational background of the
potential client. What grades did s/he achieve in high school? What
degrees were earned from universities, and in what areas of specialty?
What primary schools were attended? Does the family member have an
understanding as to the client's I.Q., at least as was determined
during school? Corroborative evidence is the key. Your goal is to
receive a clear picture of who the client was before the injury and who
the client is today.
Considerable time should be spent discussing pre-injury activities of
the client. Was the client a football player? Did the client engage in
any sports activities subjecting him or her to repetitive concussions?
Did the client have any history of potential brain injury?
Obviously, if family or friends observed the client in close proximity
to the accident, or immediately following the accident, full
description of client symptoms and reactions should be charted.
Although family members or friends may not have accompanied client at
the time of the accident, often times they will be notified and may
have been present when the client was in the emergency room. Do not
forget to question these potential witnesses about the trauma stage of
the incident itself.
Proper interviews with family members and friends will immediately tell you if your assessment of the client is correct.
3. Co-Morbid Factors.
Co-morbid factors are important for at least two reasons. First, you
can expect that most victims of traumatic brain injury will exhibit
changes in personality and behavior post injury. Therefore, it is
important to clearly understand who the client was in their pre-morbid
state, and contrast that with who the client is in their post-morbid
state. Often times, this evidence is best gleaned from lay witnesses,
including co-workers, family and friends. The victim may, or may not,
be aware of changes.
Secondly, pre-morbid personality contributes directly and indirectly to
the kinds of adjustment your client may make following a brain injury.
Pre-morbid ability level is closely tied to academic achievement. Thus,
it is not surprising to find that its relationship to mental
functioning after brain injury is high. The pre-morbid personal and
social adjustment of brain damaged patients can have an affect, not
only on the qualify of their ultimate adjustment but also on the amount
of gain they make when benefiting from good work habits and high levels
of expectation for themselves. Pre-morbid personality contributes both
directly and indirectly to the kind of adjustment a patient makes
following the brain injury.
Direct affects are fairly obviously since pre-morbid personality
characteristics are often not so much changed as exaggerated by brain
injury.
In a brain injury case, the direct effects are likely to be obvious.
For example, impulsivity, acting out, anger outbursts, and
dis-inhibited behavior are all recognized as symptoms of significant
frontal lobe damage in a pre-morbidly kind and well-socialized person.
However, when these otherwise abnormal behavioral traits are present
pre-morbidly - due to age, education, etc. - closer examination will
necessarily be required.
Since the defense will thoroughly review the educational records,
medical chart, etc., pertaining to your client, it is absolutely
necessary that you fully understand your client's pre-injury level of
function.
This is not to say that if your client exhibited certain abnormal
characteristics pre-injury, that the case should be declined. Rather,
counsel must fully evaluate the case, much as one would any case
involving aggravation of pre-existing conditions.
Pre-existing conditions in the TBI case, however, are different from
that ordinarily experienced when involving other types of injury. In
the TBI case, you must focus on such concepts as pre-existing
stressors, depression, alcohol and drug abuse, as well as prior injury
due to sports, and other injury causing events. Again, the fact that an
individual suffered from or otherwise displayed such symptomology
pre-morbidly does not require rejection of the case. It must, however,
be carefully scrutinized, and this information is best gleaned from
medical records, educational records, as well as the interviews with
the client, family and friends.
Since a common defense to the TBI case is that the plaintiff did not
sustain an organic brain injury, but rather, had a pre-existing
depression which continued after the injury itself, even where clear
symptoms of TBI occur, the defense is usually unwilling to admit to any
organic change and will instead attempt to establish that the trauma
had little impact on the plaintiff. For this reason, it is absolutely
critical that co-morbid factors be obtained and evaluated.
4. Pre-Morbid Evenness vs. Post-Accident Liability.
Brain damaged clients must have factual information about their
functioning to understand themselves and to set realistic goals, yet
their need for this information is often overlooked. Most people who
sustain brain injury experience changes in their self awareness and
emotional functioning; but because they are on the inside, so to speak,
they may have difficulty appreciating how their behavior has changed
and what about them is still the same. These mis-perceptions tend to
heighten what mental confusion may already be present as a result of
altered patterns of neural activity.
Distrust of their experiences, particularly their memory and
perceptions, is a problem shared by many brain damaged persons,
probably as a result of even very slight disruptions and alterations of
the exceedingly complex neural pathways that mediate the cognitive
functions. This distrust seems to arise from the feelings of
strangeness and confusion accompanying previously familiar habits,
thoughts, and sensations that are now experienced differently, and from
newly acquired tendencies to make errors. The self-doubt of the brain
injured person, often referred to as perplexity, is usually
distinguishable from neurotic self-doubts about life goals, values,
principals and so on, but can be just as painful and emotionally
crippling. Through neuropsychological testing, and treatment of
brain-damaged clients, common assessment problems have been found to
exist with brain damage. Some of these include:
(a) Attentional Deficits:
Attentional
Deficits can obscure the client's abilities in almost every area of
cognitive functioning. Their affects tend to show up in those
activities that provide little or no visible guidance and thus require
the client to perform most of the tasks operations mentally.
(b) Reduced Auditory Span:
Many clients have a
reduced auditory attention span such that they only hear part of what
was said, particularly if the message is relatively long, complex, or
contains unfamiliar or unexpected wording.
(c) Distractibility:
Another common concomitant
of brain damage is distractibility; some clients have difficulty
shutting out or ignoring extraneous stimulation, be it noise or
brightly colored clothing, etc. This difficulty may exacerbate
attentional problems and increase the likelihood of fatigue and
frustration.
(d) Mental Tracking Problems:
Some clients have
mental tracking problems; i.e., difficulty juggling informa- tion
mentally or keeping track of complex information. They get confused or
completely lost performing complex mental tracking tasks such as serial
subtraction, although they can readily demonstrate their arithmetic
competence on paper.
(e) Defective Working Memory:
Some clients have
difficulty retaining information, such as instructions on what to do,
for more than a minute or two. They may fail a task for performing the
wrong operation rather than because of inability to do what was
required. This problem can show up on tasks requiring a series of
responses.
(f) Defective Retrieval:
A not uncommon source of
poor scores during neuropsychological testing is defective retrieval.
Many clients with retrieval problems learn well, but are unable to
recall at will what they have learned.
(g) Fatigue:
Brain damaged clients tend to fatigue
easily, particularly when an acute condition has occurred recently.
Easy fatigue ability can also be a chronic problem, and many brain
damaged persons are fatigued most of the time. Once fatigued, they take
longer to recuperate than do normal persons.
(h) Motivational Defects:
Another common
characteristic of brain-damaged clients, particularly those with damage
to the limbic system or prefrontal areas, is loss of motivation. This
condition also reflects the patient's inability to formulate meaningful
goals or to initiate and carry out plans.
(i) Performance Inconsistency:
It is not uncommon
to have clients with cerebral impairments report that they have "good
days" and "bad days"; so it should not be surprising to discover that
in some conditions the level of an individual's performance can very
noticeably day to day and even hour to hour.
(j) Depression and Frustration:
Depression and
frustration are often intimately related to fatigue in brain-damaged
patients, and the pernicious interplay between them can seriously
compromise the client's performance. It should therefore be no surprise
that an emotional response to an organic injury is not uncommon.
5. Establishing the Mechanism of Injury.
Assuming that as a result of the interviews, you now have a strong
belief that the client's post morbid affect points to a changed person,
you must nonetheless still bridge the causation gap. In essence, if you
do not have a biomechanical explanation of how the client suffered a
brain injury, you will not prevail at trial.
Recognizing that it would be financial suicide to advocate first
retaining a biomechanical engineer for analysis of each case, you must
learn enough of the biomechanics of brain injury to evaluate the case.
You must be intimately familiar with the three major mechanisms that
contribute to TBI, namely: (a) impact of the brain against the skull;
(b) cavitations; and (c) shear between layers of the brain.
(i) Brain v. Skull.
Depending upon how the impact occurred, be it a rear-end collision, or
other source, the head starts its movement to the rear while the brain
resists, thereby leaving a space at the back of the skull. As this
force progresses, a centrifugal force lifts the brain, thereby leaving
spaces between it. Both inertia and centrifugal force cause the brain
to impact against the skull. This impact may cause damage to the brain.
(ii) Cavitation.
Cavitation occurs when mass moves rapidly through fluid. The pressure
in front of the mass is high and the pressure behind the mass is low.
Vapor filled bubbles form in low pressure. When a mass returns in the
opposite direction, bubbles collapse. If this occurs often, the brain
can be injured. Often injuries are found opposite the point of impact.
This type of injury is called the "Contra-Coup" injury.
(iii) Shear-Diffuse Axonal Shearing.
The last mechanism of brain injury is that of shear. Shear is based on
rotational acceleration/deceleration, and the sliding effect of one
layer of the brain upon another. Shear occurs within the brain because
of the difference in density between layers.
Counsel must obtain all appropriate documentation regarding the
accident itself. Photographs of vehicles, police reports, descriptions
from witnesses, etc. all must be evaluated within the biomechanical
framework.
IV
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CONCLUSION
If, after
the client interview, lay witness interviews, and biomechanical
analysis, all factors point to a brain injury, the next step is to have
your client evaluated by an appropriate neuropsychologist. You can save
a significant amount of money, however, through following the simple
steps outlined herein first, before sending the client to a
neuropsychologist.
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